Educational Documents
Fi360 Materials:
The Prudent Practices:
- 2013 Prudent Practices for Investment Stewards Handbook
- 2013 Prudent Practices for Investment Advisors Handbook
- 2013 Prudent Practices for Investment Managers Handbook
- 2019 Prudent Practices for Investment Advisors
- 2013 Self-Assessment of Fiduciary Excellence for Investment Stewards (SAFE)
- 2012 Periodic Table of Global Fiduciary Practices for Investment Stewards
- 2017 Periodic Table of Global Fiduciary Practices for Investment Stewards
- 2017 Fiduciary Placemat
The Fiduciary Score:
- Two Page Fiduciary Score Methodology
- Eight Page Fiduciary Score Methodology
- MacroRisk Research Report Evaluating the Value Added by the fi360 Fiduciary Score
- 2017 CFPI Analysis of the fi360 Fiduciary Score: “Red is STOP, Green is Go”
- The Value of the fi360 Toolkit for Clients of Advisors
Investment Committee:
- Bylaws for the Formation of an Investment Committee
- Fiduciary Acknowledgement Letter and Response
- 2016 Periodic Investment Review Checklist
Hiring Investment Advisors:
- The Benefits of Choosing an AIF Designee for Individual Investors
- The Benefits of Choosing an AIF Designee for Investment Stewards
- Questions a Steward Should Ask
- How Clients Benefit from Their Advisor's CEFEX Certification
- The Road to Fiduciary Security Begins with a CEFEX Certified Advisor
- CFA Report on Financial Advisor versus Investment Salesperson
- NAPFA on the Tough Questions to Ask Your Advisor
Sample Investment Policy Statements:
- 2013 Fi360 Sample Investment Policy Statement for a Personal Trust
- 2013 Fi360 Sample Investment Policy Statement for an Individual
- 2013 Fi360 Sample Investment Policy Statement for a Foundation
- 2008 Fi360 Sample Investment Policy Statement for a Personal Account
- 2007 Fi360 Sample Investment Policy Statement for an Individual IRA Account
- 2005 Fi360 Sample Investment Policy Statement for a Foundation
- 2005 Fi360 Sample Investment Policy Statement for a 401k Plan
- 2003 Fi360 Sample Investment Policy Statement for a Foundation
- 2002 Fi360 Sample Investment Policy Statement for a Defined Contribution Retirement Plan
- 2002 Fi360 Sample Investment Policy Statement for a Defined Benefit Plan
- 2002 Fi360 Sample Investment Policy Statement for an Individual Investor
- 2002 Fi360 Sample Investment Policy Statement for a Foundation
Allodium Materials:
Investment Policy Statements:
- Sample Investment Policy Statement Outline
- 2011 Sample Family Foundation Investment Policy Statement
- 2010 Sample Anchor Foundation Investment Policy Statement
Fiduciary Management:
2019 Prudent Practices for Investment Advisors
